Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arjay Sy IgnacioPruco Securities, LLC.Securian Financial Services, Inc.$50008-05-2019
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$50001-17-2018
Daniel P Kelleher Jr.Chase Investment Services Corp.Securian Financial Services, Inc.$50005-01-2009
Jeffrey Paul ArtherholtWoodbury Financial Services, Inc.Securian Financial Services, Inc.$43007-18-2018
James J. Giordano Jr.Sorrento Pacific Financial, LLCSecurian Financial Services, Inc.$25008-25-2014
David Lawrence BailinWoodbury Financial Services, Inc.Securian Financial Services, Inc.$25002-01-2013
Wes Lee SteinerSummit Equities, Inc.Securian Financial Services, Inc.$25001-22-2013
Christopher Robert IbrahimJanney Montgomery Scott LLCSecurian Financial Services, Inc.$15001-06-2016
Stephen Michael AudetMML Investors Services, LLCSecurian Financial Services, Inc.$10010-22-2019
Christopher Brian NoyalisLPL Financial LLCSecurian Financial Services, Inc.$10003-27-2017
Matthew NiemczykAXA Advisors, LLCSecurian Financial Services, Inc.$10005-03-2012
Jonathan James SmithPNC InvestmentsSecurian Financial Services, Inc.$10004-15-2011
Brian Kang LeePruco Securities, LLC.Securian Financial Services, Inc.08-12-2019
Brian Patrick BevinsAmerican Portfolios Financial Services, Inc.Securian Financial Services, Inc.12-19-2018
Daniel MulliganHennion & Walsh, Inc.Securian Financial Services, Inc.12-10-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Christopher John DoddsCommonwealth Financial NetworkSecurian Financial Services, Inc.09-26-2018
James Peter DzwilewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-07-2018
Yoel KaplowitzAble Wealth Management LLCSecurian Financial Services, Inc.09-05-2018
Vincent Jay ObrienWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-18-2018
Steven Thomas CurryWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-18-2018
Rachel Ann CallahanLPL Financial LLCSecurian Financial Services, Inc.05-18-2018
Craig S. LouisellePruco Securities, LLC.Securian Financial Services, Inc.05-16-2018
Jared Andrae CookPruco Securities, LLC.Securian Financial Services, Inc.04-12-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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