Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Fred Leupold JrKestra Investment Services, LLCSecurities America, Inc.05-27-2020
Frank Joseph EspositoLPL Financial LLCSecurities America, Inc.$4511-25-2019
Alicia M GonnellaPark Avenue Securities LLCSecurities America, Inc.11-01-2019
George KastanisBelpointe Asset Management LLCSecurities America, Inc.09-05-2019
Roger K RiehmGWN Securities Inc.Securities America, Inc.04-10-2019
Adam Van Voorhis PuffHaddonfield Financial Planning LLCSecurities America, Inc.$1909-27-2018
Michael Joseph DimolaHighTower Advisors, LLCSecurities America, Inc.07-10-2018
Bradley H Bofford Michael A Flower Daniel G TroutHighTower Advisors, LLCSecurities America, Inc.$36505-31-2018
Bradley Howard BoffordHighTower Securities, LLCSecurities America, Inc.$15005-31-2018
Michael Allen FlowerHighTower Securities, LLCSecurities America, Inc.$18805-31-2018
Daniel Gerald TroutHighTower Securities, LLCSecurities America, Inc.$5005-31-2018
Joseph Anthony Zielinski JrBluefin FinancialSecurities America, Inc.$13808-07-2017
Eric Scott ColellaCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Alfred Joseph Polizzotto IIICommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Alexander James Saulon JrCommonwealth Financial NetworkSecurities America, Inc.$2509-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Michael A FishCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Justin PlastinoCommonwealth Financial NetworkSecurities America, Inc.$1009-30-2016
John Mcnamara EganHighTower Advisors, LLCSecurities America, Inc.$22608-16-2016
Dante Peter LibertiWells Fargo Clearing Services, LLCSecurities America, Inc.06-17-2016
Brian McDaidAmeriprise Financial Services, LLCSecurities America, Inc.$7907-24-2015
Brian Christopher McDaidAmeriprise Financial Services, LLCSecurities America, Inc.$5007-24-2015
Paul Howard SaksTFS Securities, Inc.Securities America, Inc.04-03-2014
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.