Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Van Voorhis PuffHaddonfield Financial Planning LLCSecurities America, Inc.09-27-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America, Inc.$36505-31-2018
Bradley Howard BoffordHighTower Securities, LLCSecurities America, Inc.$15005-31-2018
Eric Scott Colella, Allan Jay Turoff, Alexander James Saulon Jr., Justin Plastino, Jeffrey Michael Wolf, Ian Kahil, Tim Ryan McDonaldCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Dante Peter LibertiWells Fargo Clearing Services, LLCSecurities America, Inc.06-17-2016
Brian McDaidAmeriprise Financial Services, Inc.Securities America, Inc.$7907-24-2015
Brian Christopher McDaidAmeriprise Financial Services, Inc.Securities America, Inc.$5007-24-2015
Shawn David DanzigerFSC Securities CorporationSecurities America, Inc.$10004-24-2015
Patrick Bryan HealeyKalos Capital, Inc.Securities America, Inc.11-13-2013
Nitin D ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.02-11-2013
Brian FischerCommonwealth Financial NetworkSecurities America, Inc.$40009-06-2011
Brian David Fischer, Scott Everett CooperCommonwealth Financial NetworkSecurities America, Inc.$5008-22-2011
John L. SmallwoodCommonwealth Financial NetworkSecurities America, Inc.$10007-26-2011
Lori Resnick PricePrivate Advisor Group, LLCSecurities America, Inc.06-01-2011
John Patrick GannonLPL Financial LLCSecurities America, Inc.03-28-2011
Cynthia C. BrancaCetera Advisor Networks LLCSecurities America, Inc.09-28-2010
Joseph Francis Ruffenach Jr.GWN Securities Inc.Securities America, Inc.08-16-2010
Marc L. ScudilloAPW Capital, Inc.Securities America, Inc.$15008-13-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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