Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Van Voorhis PuffHaddonfield Financial Planning LLCSecurities America, Inc.09-27-2018
Alexander James Saulon Jr.Commonwealth Financial NetworkSecurities America, Inc.$25009-30-2016
Alfred Joseph Polizzotto IIICommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Alicia M. GonnellaPark Avenue Securities LLCSecurities America, Inc.11-01-2019
Allan Jay TuroffCommonwealth Financial NetworkSecurities America, Inc.$12009-30-2016
Andrew Jack CohenQuestar Capital CorporationSecurities America, Inc.$25012-21-2009
Andrew North OlivierNovi Wealth PartnersSecurities America, Inc.06-19-2017
Bradley Howard BoffordHighTower Securities, LLCSecurities America, Inc.$15005-31-2018
Brian David FischerCommonwealth Financial NetworkSecurities America, Inc.$50008-22-2011
Bryan Oscar EberleAXA Advisors, LLCSecurities America, Inc.12-27-2010
Carlos E AbadTFS Securities, Inc.Securities America, Inc.05-12-2014
Cynthia C. BrancaCetera Advisor Networks LLCSecurities America, Inc.$50009-28-2010
Daniel Gerald TroutHighTower Securities, LLCSecurities America, Inc.$50005-31-2018
Daniel John FieldJM Egan Wealth Advisors, LLCSecurities America, Inc.06-18-2015
Dante Peter LibertiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Securities America, Inc.$10006-17-2016
Edward Edgar Bao Jr.Commonwealth Financial NetworkSecurities America, Inc.05-18-2011
Eileen Joan KohlerCantella & Co., Inc.Securities America, Inc.$50008-24-2011
Eric Scott ColellaCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Eric Scott RosenthalNYLIFE Securities LLCSecurities America, Inc.06-27-2016
Gregory M SobocinskiWealth Management Associates, Inc.Securities America, Inc.03-06-2009
Ivan MillerCantella & Co., Inc.Securities America, Inc.$10008-24-2011
Jeffrey Raymond KenyonThe Investment Center, Inc.Securities America, Inc.$10005-21-2010
Jeffrey Richard WalkerLPL Financial LLCSecurities America, Inc.$50002-25-2011
John Lewis SmallwoodCommonwealth Financial NetworkSecurities America, Inc.$15005-16-2011
John Mcnamara EganHighTower Advisors, LLCSecurities America, Inc.08-16-2016
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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