Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sullivan RichRoyal Alliance Associates, Inc.Signator Investors, Inc.12-05-2018
Thomas Gerard WhelanCambridge Investment Research, Inc.Signator Investors, Inc.$10010-16-2018
Walter Keating ScottCambridge Investment Research, Inc.Signator Investors, Inc.10-16-2018
Michael Anthony GriffinPruco Securities, LLC.Signator Investors, Inc.02-26-2018
Mark Thomas MeserollBCG Securities, Inc.Signator Investors, Inc.09-13-2016
Charles D ZeisloftNorthwestern Mutual Investment Services, LLCSignator Investors, Inc.06-08-2016
David TeppTepp Financial PlanningSignator Investors, Inc.06-02-2016
Laurie A CunninghamMML Investors Services, LLCSignator Investors, Inc.10-16-2015
Anca GarciaTIAA-CREF Individual & Institutional Services, LLCSignator Investors, Inc.10-09-2015
Ann Marie SchollmeyerTIAA-CREF Individual & Institutional Services, LLCSignator Investors, Inc.06-30-2015
David James DominiciAmeriprise Financial Services, LLCSignator Investors, Inc.$1005-15-2015
Raymond Martin NowakAmeriprise Financial Services, LLCSignator Investors, Inc.$105-15-2015
Paula KinseyAmeriprise Financial Services, LLCSignator Investors, Inc.05-15-2015
Jacqueline P. Zapicchi-CloughseyAmeriprise Financial Services, LLCSignator Investors, Inc.05-15-2015
Howard SilverbergMML Investors Services, LLCSignator Investors, Inc.01-26-2015
Kelly CrisciClient One Securities LLCSignator Investors, Inc.12-01-2014
Crista Joan BresnahanPrincipal Securities, Inc.Signator Investors, Inc.08-01-2014
Christopher Paul BirkenstammEquity Services, Inc.Signator Investors, Inc.05-21-2014
Thomas John RingLPL Financial LLCSignator Investors, Inc.04-03-2014
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Mark Anthony MaroldoCetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Kevin M McVeighLPL Financial LLCSignator Investors, Inc.06-10-2013
Michael RochonchouBCG Securities, Inc.Signator Investors, Inc.07-20-2012
Robert Parke Lecky Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.06-29-2012
Daniel Joseph SullivanThe Investment Center, Inc.Signator Investors, Inc.06-08-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.