Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Louis Corvisiero Jr.Cadaret, Grant & Co., Inc.Stifel, Nicolaus & Company, Incorporated$5003-27-2019
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
Peter Anthony PiccininiLPL Financial LLCStifel, Nicolaus & Company, Incorporated10-26-2017
Dean Robert NovinSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$10010-02-2017
James John Solano Jr., Joseph David Copeland Jr., Benjamin DonathenMorgan StanleyStifel, Nicolaus & Company, Incorporated08-17-2017
Darren Lehrman, Brian Marzulli, Lucille CostaRBC Wealth ManagementStifel, Nicolaus & Company, Incorporated$30009-30-2016
Brian Arthur MarzulliRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$13909-23-2016
Darren Scott LehrmanRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-23-2016
Erik Casper SermariniUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated$10005-20-2016
Mark SerbyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated01-29-2016
Paul SteinbissWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-29-2015
Chris PlechyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14107-10-2015
Joseph Peter CancigliaJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$5005-20-2014
Joseph Robert CancigliaJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$5005-20-2014
Jason Matthew PucciRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$2503-28-2014
Kevin TorresLPL Financial LLCStifel, Nicolaus & Company, Incorporated10-07-2013
Daniel Benjamin RamerUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated$10007-12-2013
Allen WilsonWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$21208-10-2012
Allen H. WilsonWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated08-10-2012
Michael Patrick DesaulnierPrivate Advisor Group, LLCStifel, Nicolaus & Company, Incorporated06-01-2012
Robert J. DitraniPrivate Advisor Group, LLCStifel, Nicolaus & Company, Incorporated06-01-2012
Matthew E PowerUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated$10003-08-2012
Harold Perry UszerowiczWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10001-13-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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