Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
James Harry DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
William Francis McKennaMorgan StanleyUBS Financial Services Inc.09-11-2020
Christopher L JewellWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-10-2020
Darren L HugoMorgan StanleyUBS Financial Services Inc.$1,00009-04-2020
Gerald E Crum JrMorgan StanleyUBS Financial Services Inc.$15009-04-2020
Matthew Craig GiordanoMorgan StanleyUBS Financial Services Inc.$15009-04-2020
Anthony Theodore CortinaMorgan StanleyUBS Financial Services Inc.09-04-2020
Kevin James BirknerMorgan StanleyUBS Financial Services Inc.$2506-12-2020
Kathleen Mcnicholas EntwistleMorgan StanleyUBS Financial Services Inc.05-22-2020
Kevin EntwistleMorgan StanleyUBS Financial Services Inc.05-22-2020
Gregory Michael LiroFidelity Brokerage Services LLCUBS Financial Services Inc.$15005-07-2020
Alyssa T McKennaFidelity Brokerage Services LLCUBS Financial Services Inc.$10003-26-2020
Joseph E PalermoRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Vincent John Albanese IIIRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Martin Alan DiamondRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
David Harris ColinRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
Cristina CurialeRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
James M CadetMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2,00011-27-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
John Roderick EichlerEquitable Advisors, LLCUBS Financial Services Inc.10-10-2019
Joel KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.08-09-2019
John InserraFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Kieran John LynchFirst Republic Securities Company, LLCUBS Financial Services Inc.08-09-2019
Craig KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.