Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Dennis RosenzweigMorgan Stanley & Co. LLCUBS Financial Services Inc.$20001-01-2009
Keith Andrew GillmanMorgan Stanley & Co. LLCUBS Financial Services Inc.$25001-01-2009
Mark BrahneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Peter Anthony Scocca IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.01-01-2009
Joseph Charles Woolley IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50001-09-2009
Brad Michael JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50001-12-2009
Keith Joseph RyanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$25001-16-2009
Thomas Gordon McGeeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$15001-23-2009
Michael Frank GreenstoneMorgan Stanley & Co. LLCUBS Financial Services Inc.$50002-01-2009
John Battista AraneoMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Alan Michael RizzutoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50002-05-2009
Janis Lynn Waldman-CooperWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$25002-06-2009
Brian Michael HanlonOppenheimer & Co. Inc.UBS Financial Services Inc.$50002-12-2009
Patricia Ellen DonelanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$15002-13-2009
Theodore FriedrichCambridge Investment Research, Inc.UBS Financial Services Inc.$25002-20-2009
Nancy Faye AndersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50002-20-2009
Roslyn Leon RosenbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50002-20-2009
Richard Elliot GrifflerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10002-23-2009
John Joseph Reape Jr.Morgan Stanley & Co. IncorporatedUBS Financial Services Inc.$10003-01-2009
William Donovan ArdCitigroup Global Markets Inc.UBS Financial Services Inc.$15003-01-2009
Janet Lisa StamatoMorgan Stanley & Co. LLCUBS Financial Services Inc.$50003-01-2009
Sharon Chianese GlecknerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10003-05-2009
Mark Harry GlecknerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10003-05-2009
Carol LupoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10003-05-2009
Carl C CrowleyBoenning & Scattergood, Inc.UBS Financial Services Inc.$10003-27-2009
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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