Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael RizzutoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50002-05-2009
Alfred William ValzNational Securities CorporationUBS Financial Services Inc.$50005-12-2016
Allan G SniderOppenheimer & Co. Inc.UBS Financial Services Inc.$50007-15-2011
Alyssa Karen ZulianiWestern International Securities, Inc.UBS Financial Services Inc.06-12-2009
Amanda Beth GlanzJanney Montgomery Scott LLCUBS Financial Services Inc.$50011-30-2017
Andrew C. OberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$16004-22-2015
Andrew Ross BodnerAPW Capital, Inc.UBS Financial Services Inc.$20001-08-2010
Andrew Todd GoldbergMorgan StanleyUBS Financial Services Inc.$50005-02-2012
Angela HopkinsCapitol Securities Management, Inc.UBS Financial Services Inc.$10004-24-2009
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Anthony Nicholas CarusoAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50008-16-2013
Arthur Irving MartinMorgan StanleyUBS Financial Services Inc.$10008-18-2010
Benjamin George NorrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-03-2013
Bernard Levi HirshMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$25009-21-2010
Bharat Dharamdas GurnaniAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-10-2013
Brad David JacobsonOliver Luxxe Assets LLCUBS Financial Services Inc.06-23-2014
Brad Michael JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50001-12-2009
Brad Roger NettuneMorgan StanleyUBS Financial Services Inc.$50010-28-2011
Brendan W. O'SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2016
Breno VileteWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-06-2019
Brian LynchMorgan StanleyUBS Financial Services Inc.03-23-2012
Brian Michael HanlonOppenheimer & Co. Inc.UBS Financial Services Inc.$50002-12-2009
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$50007-02-2019
Carl C CrowleyBoenning & Scattergood, Inc.UBS Financial Services Inc.$10003-27-2009
Carol LupoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10003-05-2009
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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