Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Breno VileteWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-06-2019
James M CadetMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-27-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
SARAH ROLSTON BURROWSWiss Private Client Advisors, LLCUBS Financial Services Inc.03-05-2019
Jack R. MahoneyMassey Quick Simon & Co., LLCUBS Financial Services Inc.06-26-2018
John Paul PocceschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-07-2018
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Marilyn Diane PozzutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-20-2017
Nicholas Paul PantleCommonwealth Financial NetworkUBS Financial Services Inc.08-28-2017
Jeffrey Steven HermanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.06-15-2017
James Anthony Kane IIIFirst Capital Advisors Group, LLCUBS Financial Services Inc.03-17-2017
Randall V. BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-10-2017
Michael Steven BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-01-2017
Julie Dana LippmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.01-05-2017
David Edward OconnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-29-2016
Joel Stuart TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-22-2016
Brendan W. O'SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2016
Peter Edward PruntyIndex Capital Consultants, LLCUBS Financial Services Inc.08-11-2016
Marco FernandesBergen Private Wealth ManagementUBS Financial Services Inc.06-30-2016
Dennis Michael JablonoskiMorgan StanleyUBS Financial Services Inc.05-12-2016
Christian David MonteroTD Ameritrade Investment Management, LLCUBS Financial Services Inc.04-07-2016
Christine Anne SneyerLPL Financial LLCUBS Financial Services Inc.02-22-2016
Gregory James KenzikRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2015
Douglas Meyer WildeWilde Capital Management, LLCUBS Financial Services Inc.11-06-2015
Joshua K StaudingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-02-2015
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.