Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Nicholas Peter Randazzo Jr.Morgan StanleyUBS Financial Services Inc.08-29-2017
John R. DillonMorgan StanleyUBS Financial Services Inc.$5005-12-2016
Dennis Michael JablonoskiMorgan StanleyUBS Financial Services Inc.05-12-2016
Craig Everett YatesMorgan StanleyUBS Financial Services Inc.$10005-12-2016
Jennifer M SalmonMorgan StanleyUBS Financial Services Inc.10-26-2015
Mark Ennis ByersMorgan StanleyUBS Financial Services Inc.$10006-11-2015
Sean Patrick FoyeMorgan StanleyUBS Financial Services Inc.06-11-2015
Frances Terkowitz GoldsteinMorgan StanleyUBS Financial Services Inc.$15004-02-2015
Judy Lynn EigMorgan StanleyUBS Financial Services Inc.$10004-02-2015
Izalina MosholtMorgan StanleyUBS Financial Services Inc.05-02-2014
Danielle Marie TakacsMorgan StanleyUBS Financial Services Inc.$1001-30-2014
Sean Patrick DurkinMorgan StanleyUBS Financial Services Inc.12-05-2013
Stephen Paul MayroseMorgan StanleyUBS Financial Services Inc.11-21-2013
Peter John ChristusMorgan StanleyUBS Financial Services Inc.11-19-2013
Edward Lee LefkowitzMorgan StanleyUBS Financial Services Inc.$5008-26-2013
Michael Frederick JacksonMorgan StanleyUBS Financial Services Inc.06-03-2013
Kenneth Gregory StewartMorgan StanleyUBS Financial Services Inc.04-25-2013
Michael Vernon MillerMorgan StanleyUBS Financial Services Inc.$1003-28-2013
Darlene Mary ScepkowskiMorgan StanleyUBS Financial Services Inc.02-25-2013
John Leonard RyanMorgan StanleyUBS Financial Services Inc.$5001-25-2013
James Patrick GallagherMorgan StanleyUBS Financial Services Inc.$20001-25-2013
David Bruce Nelson Jr.Morgan StanleyUBS Financial Services Inc.$5001-25-2013
Philip Joseph MartinhoMorgan StanleyUBS Financial Services Inc.$15001-25-2013
Laura Ann CaytonMorgan StanleyUBS Financial Services Inc.01-03-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.