Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Nicholas Peter Randazzo Jr.Morgan StanleyUBS Financial Services Inc.08-29-2017
Craig Everett YatesMorgan StanleyUBS Financial Services Inc.$10005-12-2016
John R. DillonMorgan StanleyUBS Financial Services Inc.$5005-12-2016
Mark Ennis ByersMorgan StanleyUBS Financial Services Inc.$10006-11-2015
Sean Patrick FoyeMorgan StanleyUBS Financial Services Inc.06-11-2015
Frances Terkowitz Goldstein, Judy Lynn EigMorgan StanleyUBS Financial Services Inc.$15004-02-2015
Sean Patrick DurkinMorgan StanleyUBS Financial Services Inc.12-05-2013
Stephen Paul MayroseMorgan StanleyUBS Financial Services Inc.11-21-2013
Peter John ChristusMorgan StanleyUBS Financial Services Inc.11-19-2013
Edward Lee LefkowitzMorgan StanleyUBS Financial Services Inc.$5008-26-2013
Kenneth Gregory StewartMorgan StanleyUBS Financial Services Inc.04-25-2013
Michael Vernon MillerMorgan StanleyUBS Financial Services Inc.$1003-28-2013
John Leonard Ryan, James Patrick Gallagher, David Bruce Nelson Jr., Philip Joseph MartinhoMorgan StanleyUBS Financial Services Inc.$5001-25-2013
William Donald GeorgenMorgan StanleyUBS Financial Services Inc.10-19-2012
Frank Peter Seminara, Robert F. Knorr, Peter J SeminaraMorgan StanleyUBS Financial Services Inc.05-08-2012
Rebecca LeiteMorgan StanleyUBS Financial Services Inc.05-08-2012
Andrew Todd GoldbergMorgan StanleyUBS Financial Services Inc.$5005-02-2012
Michael C LombardiMorgan StanleyUBS Financial Services Inc.04-02-2012
Daniel Bart Silverberg, Richard F Hughes Jr., Shawn Senior, Joseph Louis CirucciMorgan StanleyUBS Financial Services Inc.$15003-23-2012
Gary Gordon WongMorgan StanleyUBS Financial Services Inc.$5006-09-2011
Enrico CaiazzoMorgan StanleyUBS Financial Services Inc.$5011-24-2010
John Clark Rizzo, Wade Robert MartinMorgan StanleyUBS Financial Services Inc.$10008-18-2010
Arthur Irving MartinMorgan StanleyUBS Financial Services Inc.$10008-18-2010
Ronald Gary BohrerMorgan StanleyUBS Financial Services Inc.$5006-30-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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