Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
David ManningStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14009-04-2018
Russ SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14408-16-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$3508-16-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Steve Battel, Rob Yevchak, Bruce Battel, Nancy HurstKestra FinancialWells Fargo Advisors$30004-25-2018
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Robert ReidingerLPL Financial LLCWells Fargo Advisors$5511-17-2017
Robert Baker, Edmund Iannaccone, Paul SaramaRaymond JamesWells Fargo Advisors$28511-02-2017
Theodore LarsonRaymond JamesWells Fargo Advisors$11511-02-2017
Argiroula MastrodimosLPL Financial LLCWells Fargo Advisors$9110-06-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors$7008-04-2017
James Ferrie, John BogostaStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$8007-11-2017
Josephine StaglianoLPL Financial LLCWells Fargo Advisors$5206-21-2017
Louis Bosso, JrWaddell & ReedWells Fargo Advisors$6005-25-2017
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
James LeongLPL Financial LLCWells Fargo Advisors$11708-09-2016
Michael PalaceLPL Financial LLCWells Fargo Advisors$13005-29-2015
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-15-2014
Samuel A. AnnittoBenjamin F. Edwards & Co.Wells Fargo Advisors05-21-2014
Nick IppolitoVoya Financial AdvisorsWells Fargo Advisors$5105-15-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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