Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen WilsonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$21208-10-2012
Brian Latz, John Cicillini, Kenneth CariotaMorgan StanleyWells Fargo Advisors$42709-06-2016
Dennis HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$20001-24-2017
Doug Lockwood, Kenneth Roberts, Robert TendlerLPL Financial LLC LLCWells Fargo Advisors$38005-04-2016
Edward Bell, Greg FarahUBS Financial Services Inc. Inc.Wells Fargo Advisors$22005-18-2010
Eric A. ZakarinMorgan StanleyWells Fargo Advisors$26107-12-2013
Gary PollickMorgan StanleyWells Fargo Advisors$17804-18-2013
John Feast, Mary MarettJanney Montgomery ScottWells Fargo Advisors$10611-27-2013
Lance HubenyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$9807-25-2012
Lawrence Rudolph, Stanley LevineMorgan StanleyWells Fargo Advisors$25307-25-2014
Margaret HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$7004-27-2018
Michael SharenowRBC Wealth ManagementWells Fargo Advisors$23506-23-2010
Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham SmithMorgan StanleyWells Fargo Advisors$32205-21-2012
Robert Baker, Edmund IannacconeUBS Financial Services Inc. Inc.Wells Fargo Advisors$21406-08-2010
Robert Hart, Thomas TonkovichRBC Wealth ManagementWells Fargo Advisors$10709-15-2012
Steven SellmanRBC Wealth ManagementWells Fargo Advisors$13305-17-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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