Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Joseph Marie Andreoli Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-07-2019
Dennis Arthur ReynoldsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-21-2019
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Sheldon Wallace Ferriss Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9712-06-2018
Thomas Frederick GrafRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-08-2018
William Stuart ScottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-01-2018
Tunde NagyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC10-30-2018
Robin G JohnsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Christian Anthony BucossiSantander Securities LLCWells Fargo Clearing Services, LLC09-27-2018
Christopher Joseph DevineRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
Gerard Russell RabadeauRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15009-07-2018
Russell Gerard RabadeauRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
David William ManningStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-31-2018
Joshua LeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-27-2018
Russ Brian SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-16-2018
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
James Biddlecomb Galbraith IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-09-2018
Johnury TriunfelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
James Joon ChaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3207-20-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-20-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$107-09-2018
Israel EpsteinKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-26-2018
John Edward PascarellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-24-2018
Patrick John RatzTFS Securities, Inc.Wells Fargo Clearing Services, LLC$5005-24-2018
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Showing 1 to 25 of 378 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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