Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario Everildo Rivero JrLPL Financial LLCWells Fargo Clearing Services, LLC09-29-2020
Steven Anthony StrambiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-10-2020
Anthony William FrigolettoLPL Financial LLCWells Fargo Clearing Services, LLC$10009-08-2020
Shannon Ann OConnellLPL Financial LLCWells Fargo Clearing Services, LLC09-08-2020
Jayeeta ChoudhuryLPL Financial LLCWells Fargo Clearing Services, LLC09-08-2020
Kevin ScottAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-04-2020
Joseph Harry BaylounyLPL Financial LLCWells Fargo Clearing Services, LLC$10009-03-2020
Mark Robert CinottiAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00008-14-2020
Owen Ralph PardoLPL Financial LLCWells Fargo Clearing Services, LLC$5008-13-2020
Lawrence Lee KarpfHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$1,00008-13-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Keith David BoydLPL Financial LLCWells Fargo Clearing Services, LLC$15007-24-2020
Jennifer Anica AntonFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-12-2020
Mary Ann GiaimoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15007-10-2020
Daniel EngelFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-06-2020
Alexander Daniel OrlandoCoastal Equities, Inc.Wells Fargo Clearing Services, LLC07-02-2020
Steven Lewis SellmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-29-2020
Katherine Anne CerdeiraAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2505-22-2020
Shane AdkinsPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC05-15-2020
James Edward PachecoLPL Financial LLCWells Fargo Clearing Services, LLC$10005-14-2020
Brian Michael LynnLPL Financial LLCWells Fargo Clearing Services, LLC05-14-2020
John Raymond FesslerLPL Financial LLCWells Fargo Clearing Services, LLC05-14-2020
Kenneth C ChanLPL Financial LLCWells Fargo Clearing Services, LLC$10005-11-2020
Duhan MalaliCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
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Showing 1 to 25 of 331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.