Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Zach Michael BromleyLPL Financial LLCWells Fargo Clearing Services, LLC$15005-15-2020
Duhan MalaliCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
John P. WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
James Henry MichalskiLPL Financial LLCWells Fargo Clearing Services, LLC$10002-18-2020
Joel Matthew DavisMain Street Financial Life Advisors, LLCWells Fargo Clearing Services, LLC01-27-2020
William Joseph MurphyCetera Investment Services LLCWells Fargo Clearing Services, LLC01-08-2020
Robert Gerard HermansenLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-17-2019
Hetal Mahendra GandhiCetera Investment Services LLCWells Fargo Clearing Services, LLC09-23-2019
Denis Joseph KennyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2019
Richard Mcarthur MitchellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-29-2019
Matthew R. MillahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-30-2019
Michael William ErskineMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-20-2019
Matthew Anthony GaetaCetera Advisors LLCWells Fargo Clearing Services, LLC06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Joshwin Anthony ClervoixHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC06-07-2019
Thomas Joseph FordeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Robert Frazier Coon IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-20-2019
Joseph Marie Andreoli Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-02-2019
Dennis Arthur ReynoldsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-21-2019
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-04-2019
Joanna AcquavivaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-02-2019
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Showing 1 to 25 of 478 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.