Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle P. MackinFCG Advisors, LLCWells Fargo Clearing Services, LLC03-14-2016
Michael Harry ApplebaumJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5303-10-2016
Juan Carlos RosarioJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-22-2016
Matthew CannariatoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$2501-25-2016
Leonard Charles LoeschAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2512-18-2015
Arthur Francis Ingram IIISagePoint Financial, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Kimberly Ann JablonskiLPL Financial LLCWells Fargo Clearing Services, LLC11-11-2015
Anthony Peter Iuso IIILPL Financial LLCWells Fargo Clearing Services, LLC$5010-08-2015
Charles E. Porter IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-14-2015
Michael John GavaletzVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-13-2015
Matthew Nicholas D'AmicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-11-2015
William Clarke MoynihanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2015
Kristin Elizabeth McCannMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-30-2015
Christopher Denver GeilingAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-26-2015
Daniel John HarperAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-26-2015
Michael Solomon KatsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2015
Michael RubelCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$2506-12-2015
Leonard StagnittiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$20006-05-2015
Alexander BolshemAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-05-2015
Mitch Scott KlenofskyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-05-2015
Richard Joseph Cline Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-04-2015
Christopher John LeavyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-07-2015
Perry Alan SilvermanLPL Financial LLCWells Fargo Clearing Services, LLC$5003-13-2015
Dominic Joseph Sedicino Jr.LPL Financial LLCWells Fargo Clearing Services, LLC03-09-2015
Timothy Vincent MulhernAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-06-2015
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Showing 76 to 100 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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