Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Joseph BaroMorgan StanleyWells Fargo Clearing Services, LLC$5002-27-2015
Joseph Michael ReillyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-22-2015
John Francis DeeganUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-22-2015
Christopher Nicholas CaputoNational Securities CorporationWells Fargo Clearing Services, LLC$5001-15-2015
Patrick James GradyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-12-2014
Adam Gregory DorfmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-05-2014
Bradley Philip HarrisonNational Securities CorporationWells Fargo Clearing Services, LLC$1010-15-2014
Scott Roger PalominoNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-10-2014
Daniel Patrick Covell Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-03-2014
David Herman TepperLPL Financial LLCWells Fargo Clearing Services, LLC10-03-2014
Joseph TavanoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$2510-02-2014
Nicholas G Mueller, Darren Charles AmerkanianRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-15-2014
Craig Edward BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10008-15-2014
Elizabeth McKennaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-15-2014
Jeremy A RuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-10-2014
Walter Rocco Kukowski Jr.Santander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Andrew Joseph BernalSantander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Thomas J MorelliSantander Securities LLCWells Fargo Clearing Services, LLC05-09-2014
George Earnest MerrillAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-25-2014
William Joseph DumchusMorgan StanleyWells Fargo Clearing Services, LLC04-16-2014
Robert Marshall Jelderks IIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-26-2014
Richard Seth BirnbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-24-2014
James Francis Madigan Jr.Regal Securities, Inc.Wells Fargo Clearing Services, LLC$10002-10-2014
Joseph John Digiso Jr.PNC InvestmentsWells Fargo Clearing Services, LLC11-04-2013
Caroline Marie BarreraJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-08-2013
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Showing 101 to 125 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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