Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John KellyAXA Advisors, LLCWells Fargo Clearing Services, LLC12-09-2011
Steven Rocco ColliMorgan StanleyWells Fargo Clearing Services, LLC12-02-2011
John Joseph SchmittUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-01-2011
Michael Alexander DzikowskiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-01-2011
Michael Francis CuttitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10011-04-2011
Timothy Mark StevensMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
Lawrence DursoMorgan StanleyWells Fargo Clearing Services, LLC$15009-22-2011
Kris Anne FrazierMorgan StanleyWells Fargo Clearing Services, LLC$5009-22-2011
Rocco Anthony ManochioAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2509-09-2011
Brian Andrew ChamberlainThe Investment Center, Inc.Wells Fargo Clearing Services, LLC$2509-02-2011
Anthony Fiore Sposato Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-02-2011
Adam Jesse GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-19-2011
Richard Allan NelsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-18-2011
Joseph Adam HutchinsonMorgan StanleyWells Fargo Clearing Services, LLC08-18-2011
Garrie P LewisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-13-2011
Viviana Pelicot SantiagoMorgan StanleyWells Fargo Clearing Services, LLC$5006-30-2011
Matthew Adam KirschbaumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1006-20-2011
Alexander SimanovskyPNC InvestmentsWells Fargo Clearing Services, LLC06-20-2011
Emil BaczykPNC InvestmentsWells Fargo Clearing Services, LLC06-20-2011
Robert John SchwenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
George Joseph VangelakosPNC InvestmentsWells Fargo Clearing Services, LLC$10005-16-2011
Michael Bernard O'HareMorgan StanleyWells Fargo Clearing Services, LLC$15003-24-2011
Michael Robert PerrellaMorgan StanleyWells Fargo Clearing Services, LLC$5003-24-2011
Bassem Samir MickhealCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2011
Ronald Keith BrownleeLPL Financial LLCWells Fargo Clearing Services, LLC$5003-11-2011
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Showing 151 to 175 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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