Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Hasan TehraniTehrani Wealth Management, LLCWells Fargo Clearing Services, LLC01-12-2011
Philip Francis DecarloMorgan StanleyWells Fargo Clearing Services, LLC12-13-2010
John Brian GleasonMorgan StanleyWells Fargo Clearing Services, LLC12-10-2010
Vincent Peter DotterweichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-24-2010
Christine Florence HeimMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20009-10-2010
Michael John LehmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-10-2010
John William ShortMorgan StanleyWells Fargo Clearing Services, LLC$10007-16-2010
Rebecca Elfreda PowellMorgan StanleyWells Fargo Clearing Services, LLC$2506-25-2010
John Martin Kelley Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5005-14-2010
Richard Lee RoseNationwide Planning Associates Inc.Wells Fargo Clearing Services, LLC$10004-26-2010
Shawn Patrick Hood Jr.Morgan StanleyWells Fargo Clearing Services, LLC02-25-2010
Eric James DelaneyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC02-22-2010
Sue Anne ThompsonCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC02-05-2010
Robert James BuckelewRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$20010-20-2009
Jason Charles SperberRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2009
Joseph Spencer NorrisLPL Financial LLCWells Fargo Clearing Services, LLC08-20-2009
Hitesh M. PatelSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC07-31-2009
Philip Charles NuccetelliAXA Advisors, LLCWells Fargo Clearing Services, LLC$15006-19-2009
Eugene Augustine Gilligan Jr.LPL Financial LLCWells Fargo Clearing Services, LLC06-02-2009
Frank Malcolm Minor IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10005-22-2009
Francis Marshall TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2009
Kathleen Mary WinrowUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-01-2009
William Henry WeisbrodPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10004-17-2009
Robert Fredrick Hoffman IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-20-2009
Chunyen WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-05-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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