Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marybeth JulianaAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-16-2017
Pratibha Kanakmal KatariyaAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$2503-02-2009
Stephen OrenchukAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9207-20-2018
John Lupi and AssociatesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10108-14-2012
Kevin ScottAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-04-2020
Mark Robert CinottiAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00008-14-2020
Mary Ann GiaimoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15007-10-2020
Katherine Anne CerdeiraAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2505-22-2020
Richard Mcarthur MitchellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-29-2019
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-04-2019
Stephen Andrew OrenchukAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-20-2018
James Joon ChaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$3207-20-2018
Kenneth Jay KatcherAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-31-2017
John Stephen ODonnellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-09-2016
Lance HubenyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-13-2016
Leonard Charles LoeschAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-18-2015
Christopher Denver GeilingAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-26-2015
Daniel John HarperAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-26-2015
Mitch Scott KlenofskyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2015
Alexander BolshemAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2015
Timothy Vincent MulhernAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9003-06-2015
Daniel Patrick CovellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2510-03-2014
George Earnest MerrillAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7504-25-2014
Rocco Anthony ManochioAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-09-2011
Anthony Fiore Sposato JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10009-02-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.