Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John P. WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
Robert Francis GibbsMorgan StanleyWells Fargo Clearing Services, LLC12-11-2018
Suzanne Marie DwyerMorgan StanleyWells Fargo Clearing Services, LLC07-17-2018
Robert Paul HartMorgan StanleyWells Fargo Clearing Services, LLC$5012-01-2017
William John RigneyMorgan StanleyWells Fargo Clearing Services, LLC12-01-2017
Thomas Lee TonkovichMorgan StanleyWells Fargo Clearing Services, LLC12-01-2017
Alex WentheMorgan StanleyWells Fargo Clearing Services, LLC$16605-18-2017
Guy Edward Savino Jr.Morgan StanleyWells Fargo Clearing Services, LLC$29711-04-2016
Robert Brian WeiseMorgan StanleyWells Fargo Clearing Services, LLC$5008-11-2016
Joseph Lamar Smith IIIMorgan StanleyWells Fargo Clearing Services, LLC$10012-02-2015
Margaret Robina MarquesMorgan StanleyWells Fargo Clearing Services, LLC06-23-2015
Gregory Joseph BaroMorgan StanleyWells Fargo Clearing Services, LLC$5002-27-2015
William Joseph DumchusMorgan StanleyWells Fargo Clearing Services, LLC04-16-2014
Nancy Schweers StokesMorgan StanleyWells Fargo Clearing Services, LLC$10002-27-2014
Steven John SzmakMorgan StanleyWells Fargo Clearing Services, LLC$1009-20-2013
Mitchell Jay SchoenbaumMorgan StanleyWells Fargo Clearing Services, LLC$5009-13-2013
Robert Edward TepferMorgan StanleyWells Fargo Clearing Services, LLC09-12-2013
Carmen Joseph PontelandolfoMorgan StanleyWells Fargo Clearing Services, LLC09-12-2013
Raymond KostyackMorgan StanleyWells Fargo Clearing Services, LLC$2509-06-2013
William J McDavittMorgan StanleyWells Fargo Clearing Services, LLC$5009-04-2013
Stephen C AlbertMorgan StanleyWells Fargo Clearing Services, LLC$15008-23-2013
Jesse L. WeissbergerMorgan StanleyWells Fargo Clearing Services, LLC06-14-2013
Arthur Alvin LevineMorgan StanleyWells Fargo Clearing Services, LLC$10006-06-2013
Roman YakubovMorgan StanleyWells Fargo Clearing Services, LLC$5006-06-2013
Michael A. LiebermanMorgan StanleyWells Fargo Clearing Services, LLC01-11-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.