Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael RederAPW Capital, Inc.Cambridge Investment Research, Inc.$50005-15-2012
Andrew Ross BodnerAPW Capital, Inc.UBS Financial Services Inc.$20001-08-2010
Benjamin Tyler ChunkoAPW Capital, Inc.Morgan Stanley$50001-13-2013
Brendan Karl EasterdayAPW Capital, Inc.Compass Advisory Partners LLC03-27-2013
Brian Gerard TarpeyAPW Capital, Inc.LPL Financial LLC11-05-2014
Brian Richard GrodmanAPW Capital, Inc.Lincoln Financial Securities Corporation$10010-18-2012
Brock Alexander FruthAPW Capital, Inc.PNC Investments08-26-2014
Christopher Michael PlahmAPW Capital, Inc.Commonwealth Financial Network$68012-01-2016
Daniel Walter CaffreyAPW Capital, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2014
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, Inc.06-07-2019
Donald Lee MillerAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-28-2017
Edward Harris ReavenAPW Capital, Inc.First Capital Equities, Ltd.$50001-04-2017
Eric Joseph FlaimAPW Capital, Inc.Ameriprise Financial Services, Inc.$25005-14-2015
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments$10001-02-2019
Glad M. PerezAPW Capital, Inc.Insight Private Advisors, LLC$15001-02-2019
Gordon Watson Pealock Jr.APW Capital, Inc.Edward Jones$10001-11-2013
Gregory Scott YoungAPW Capital, Inc.Hayden Royal07-03-2017
Harold Frank WachtelAPW Capital, Inc.Fortune Financial Services, Inc.$10003-13-2018
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$50001-08-2019
James A. Towns IIIAPW Capital, Inc.National Planning Corporation03-31-2017
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$25001-02-2019
Jason Woodrow HemingAPW Capital, Inc.Voya Financial Advisors, Inc.07-28-2016
Jennifer L. KeilingAPW Capital, Inc.Financial Engines Advisors L.L.C.06-18-2019
Jerry Van GranthamAPW Capital, Inc.National Planning Corporation$25003-31-2017
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$17001-02-2019
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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