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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Cheryl-Ann BacilloAXA Advisors, LLCPFS Investments Inc.03-30-2020
Benjamin FeinerAXA Advisors, LLCMML Investors Services, LLC03-04-2020
Robert Peter PetrocineAXA Advisors, LLCAmeriprise Financial Services, LLC$5001-28-2020
Ted ChenAXA Advisors, LLCFirst Heartland Capital, Inc.01-15-2020
John Patrick AlbertiAXA Advisors, LLCDeutsche Bank Securities Inc.11-21-2019
John Francis SharkeyAXA Advisors, LLCMML Investors Services, LLC10-30-2019
John Roderick EichlerAXA Advisors, LLCUBS Financial Services Inc.10-10-2019
Keith Michael HardockAXA Advisors, LLCGWFS Equities, Inc.09-27-2019
Angelo L CiagliaAXA Advisors, LLCOppenheimerFunds Distributor, Inc.09-26-2019
Melchor Callueng MartinezAXA Advisors, LLCVoya Financial Advisors, Inc.09-04-2019
Joan L. CheckAXA Advisors, LLCAllstate Financial Services, LLC04-25-2019
Michael Lawrence DelisoAXA Advisors, LLCMorgan Stanley03-01-2019
Takeya Lashawn IngramAXA Advisors, LLCAXA Advisors, LLC12-14-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Stephen Ross HutterAXA Advisors, LLCSantander Securities LLC09-19-2018
Christopher John BakerAXA Advisors, LLCMacquarie Capital (USA) Inc.08-07-2018
Edward John LaneAXA Advisors, LLCIndustrial and Commercial Bank of China Financial Services LLC06-22-2018
Kevin N. DolanAXA Advisors, LLCGarden State Securities, Inc.05-25-2018
Stephen McGahranAXA Advisors, LLCMorgan Stanley$2505-24-2018
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC03-30-2018
Martin J JaworAXA Advisors, LLCVALIC Financial Advisors, Inc.03-28-2018
Michael Kevin OconnorAXA Advisors, LLCTFS Securities, Inc.03-01-2018
Haris HotAXA Advisors, LLCKey Investment Services LLC12-19-2017
Russell Joseph ColosiAXA Advisors, LLCMML Investors Services, LLC12-12-2017
Next Page »

Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.