Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron Ruben MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Kevin Noel DolanAXA Advisors, LLCGarden State Securities, Inc.05-25-2018
Stephen McgahranAXA Advisors, LLCMorgan Stanley$2505-24-2018
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC$103-30-2018
Martin J JaworAXA Advisors, LLCVALIC Financial Advisors, Inc.03-28-2018
Haris HotAXA Advisors, LLCKey Investment Services LLC12-19-2017
Russell Joseph ColosiAXA Advisors, LLCMML Investors Services, LLC$2512-12-2017
William James Brenner Jr.AXA Advisors, LLCEdward Jones11-20-2017
Michael Albert MuzikarAXA Advisors, LLCINVEST Financial Corporation11-14-2017
Edwin A Convery Jr.AXA Advisors, LLCINVEST Financial Corporation09-01-2017
Yury MenbaevAXA Advisors, LLCDavid Lerner Associates, Inc.08-15-2017
Lemond Arthur PontonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2017
Richard James JansonAXA Advisors, LLCMML Investors Services, LLC$5007-24-2017
Patrick Joseph Rogers Jr.AXA Advisors, LLCScottrade, Inc.04-07-2017
James Oconnell BarbiAXA Advisors, LLCRBC Capital Markets, LLC03-10-2017
Vincent F TulinoAXA Advisors, LLCWaddell & Reed03-02-2017
Jonathan Charles PhilportAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2017
Christopher A MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
Catherine Gloria CoyneAXA Advisors, LLCLincoln Investment09-15-2016
Michael S RuzhanskyAXA Advisors, LLCMML Investors Services, LLC08-10-2016
David N MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Michael Eugene RaggAXA Advisors, LLCGarden State Securities, Inc.$104-14-2016
David Darrell KayAXA Advisors, LLCFirst Allied Securities, Inc.03-29-2016
Brian Patrick MorrisAXA Advisors, LLCOppenheimerFunds Distributor, Inc.01-12-2016
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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