Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott KaminerAXA Advisors, LLCLPL Financial LLC11-27-2012
Adam Thomas KazalskiAXA Advisors, LLCInternational Planning Alliance, LLC$25008-12-2011
Adam ZielinskiAXA Advisors, LLCCitigroup Global Markets Inc.$25007-21-2009
Anthony Paul AbruzzoAXA Advisors, LLCMF Global Inc.05-02-2012
Arnold Herbert KaminerAXA Advisors, LLCLPL Financial LLC$10011-27-2012
Asghar Ali ChaudhryAXA Advisors, LLCPFS Investments Inc.10-01-2015
Benjamin Adam FelicelliAXA Advisors, LLCMorgan Stanley10-26-2009
Brian John AhearnAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
Brian P. MorrisAXA Advisors, LLCOppenheimerFunds Distributor, Inc.01-12-2016
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Bryan Oscar EberleAXA Advisors, LLCSecurities America, Inc.12-27-2010
Bryant MathurinAXA Advisors, LLCDavid Lerner Associates, Inc.12-14-2015
Cameron R. MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Catherine Gloria CoyneAXA Advisors, LLCLincoln Investment09-15-2016
Christopher A MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
Christopher John BakerAXA Advisors, LLCMacquarie Capital (USA) Inc.08-07-2018
Christopher John KellyAXA Advisors, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-09-2011
Christopher Michael MattinaAXA Advisors, LLCBanc of America Investment Services, Inc.05-13-2009
Christopher Ronald AcquavivaAXA Advisors, LLCGlobal Arena Capital Corp07-16-2015
David Darrell KayAXA Advisors, LLCFirst Allied Advisory Services, Inc.03-29-2016
David MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
David P FeeneyAXA Advisors, LLCNationwide Securities, LLC01-01-2010
Dominic OlsenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Edward John LaneAXA Advisors, LLCIndustrial and Commercial Bank of China Financial Services LLC06-22-2018
Edwin A Convery Jr.AXA Advisors, LLCINVEST Financial Corporation$50009-01-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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