Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-18-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc.Morgan Stanley$10001-18-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC$101-15-2019
Richard J OrleckAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
James Joon ChaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3207-20-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-20-2018
Jill WilliamsAmeriprise Financial Services, Inc.MML Investors Services, LLC$10005-25-2018
Eva TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Liet C HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Howard Russell RenziAmeriprise Financial Services, Inc.HD Vest Investment Services02-01-2018
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5001-17-2018
Michael P EnnisAmeriprise Financial Services, Inc.B. Riley Wealth Management$2512-08-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Patrick Anthony GarciaAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1012-01-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Heather B. BaroneAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-14-2017
David Joseph SchraderAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2017
Pio Francesco DefrancoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-13-2017
Lee Anthony GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
Matthew ValentinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Daniel James MonziAmeriprise Financial Services, Inc.Purshe Kaplan Sterling Investments05-18-2017
Nick John YetterAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-27-2017
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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