Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Allen SacharoffAmeriprise Financial Services, Inc.Abramenko & Company, Inc.02-15-2013
David PoupardAmeriprise Financial Services, Inc.Aegis Capital Corp.06-03-2013
Jeffrey Michael StillwellAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$2509-11-2015
Horacio Daniel PiccininnoAmeriprise Financial Services, Inc.Allstate Financial Services, LLC12-19-2014
Anthony Vincent SciutoAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.07-14-2014
Leonard Anthony ClarizioAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$15007-14-2014
Saji PhilipAmeriprise Financial Services, Inc.AXA Advisors, LLC$1009-09-2014
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC$2503-02-2012
Michael P EnnisAmeriprise Financial Services, Inc.B. Riley Wealth Management$2512-08-2017
Eric H FriedmanAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.02-20-2009
Barry David AbramsAmeriprise Financial Services, Inc.BCG Securities, Inc.01-13-2014
Heather B. BaroneAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-14-2017
Carolyn Marie HarrisAmeriprise Financial Services, Inc.Century Securities Associates, Inc.10-11-2013
Bruce Martin LudwinAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC06-30-2016
Robert John Blackwell Sr.Ameriprise Financial Services, Inc.Cetera Advisor Networks LLC$2506-30-2016
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Christine FroleAmeriprise Financial Services, Inc.Chase Investment Services Corp.$112-07-2011
Curtis Donald WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10011-08-2010
Robert Andrew GudeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
Lewis Seymour ShapiroAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
Kevin Daniel SporerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-01-2009
Fredric Roy WeinerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Asher Seth KrismanAmeriprise Financial Services, Inc.David Lerner Associates, Inc.10-02-2013
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Lawrence Buford LawsonAmeriprise Financial Services, Inc.Edward Jones$5008-12-2016
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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