Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Charles Woolley IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-09-2009
David Scott GordonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2009
Eric H FriedmanAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.02-20-2009
Bernard Francis MckennaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
David John Van SchaikAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2009
Fredric Roy WeinerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Mark Steven KempnerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2009
Kevin Daniel SporerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-01-2009
Lewis Seymour ShapiroAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
Robert Andrew GudeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
Robert Scott PantaleoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2009
George Joseph LesnikAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC06-05-2009
John Peter VeasAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2009
Daniel Garrett FurnbackAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-14-2009
Gerard James BifulcoAmeriprise Financial Services, Inc.Morgan Stanley$101-08-2010
Maria Zinzi NigroAmeriprise Financial Services, Inc.Morgan Stanley$10001-08-2010
Salvatore Joseph Petetti Jr.Ameriprise Financial Services, Inc.Morgan Stanley01-08-2010
Anthony John FalconeAmeriprise Financial Services, Inc.TFS Securities, Inc.01-13-2010
Rocco Anthony DomicoloAmeriprise Financial Services, Inc.Morgan Stanley$15003-19-2010
Seth FinkelsteinAmeriprise Financial Services, Inc.Morgan Stanley05-07-2010
Robert Francis Schlenger Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Vincent Peter DotterweichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2509-24-2010
Peter Dean BerlinAmeriprise Financial Services, Inc.Morgan Stanley$2510-08-2010
Nikolas V. ButkovAmeriprise Financial Services, Inc.R. Seelaus & Co., Inc.$2510-12-2010
Joseph Thomas SpanfelnerAmeriprise Financial Services, Inc.Morgan Stanley$5011-05-2010
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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