Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Lawrence CodacoviAmeriprise Financial Services, Inc.Park Avenue Securities LLC$10007-18-2014
Scott Matthew Clayton Sr.Ameriprise Financial Services, Inc.PNC Investments11-29-2013
Sean Thomas TullyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Stanley Anthony ZebrowskiAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Stephen J CarrioneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC07-15-2011
Stephen OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9207-20-2018
Thomas J KomninosAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Timothy Vincent MulhernAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-06-2015
Todd Lance GarranAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Trevor JonesAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5004-19-2013
Vincent Joseph CrapelliAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-31-2017
Vincent Peter DotterweichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-24-2010
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
William Francis Corcoran Jr.Ameriprise Financial Services, Inc.HD Vest Investment Services02-06-2018
William Harry DevineAmeriprise Financial Services, Inc.David Lerner Associates, Inc.03-01-2019
William HollarAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William Lee SeemanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-03-2012
Zakkour H ChiviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-04-2019
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Showing 151 to 169 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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