Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander BolshemAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-05-2015
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC03-02-2012
Andrew Joseph ManganielloAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Anthony Fiore Sposato Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-02-2011
Anthony John FalconeAmeriprise Financial Services, Inc.TFS Securities, Inc.01-13-2010
Anthony Lee GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
Anthony MarinoAmeriprise Financial Services, Inc.MetLife Securities Inc.$15004-08-2016
Anthony Nicholas CarusoAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5008-16-2013
Anthony Vincent SciutoAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.07-14-2014
Armando Genaro DirienzoAmeriprise Financial Services, Inc.Morgan Stanley$5001-15-2016
Barry Robert HessAmeriprise Financial Services, Inc.Morgan Stanley12-16-2011
Bharat Dharamdas GurnaniAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-10-2013
Brian Christopher McDaidAmeriprise Financial Services, Inc.Securities America, Inc.$5007-24-2015
Brian Jeffrey PomarlenAmeriprise Financial Services, Inc.Morgan Stanley$10011-06-2012
Brian Joseph DillonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Brian McDaidAmeriprise Financial Services, Inc.Securities America, Inc.$7907-24-2015
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Camillo Alfonso MatteucciAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Carla Wesley BoggessAmeriprise Financial Services, Inc.Morgan Stanley$5003-15-2013
Charles Clinton Leonard Jr.Ameriprise Financial Services, Inc.Northeast Planning Associates, Inc.11-07-2016
Chris PlechyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14107-10-2015
Christine FroleAmeriprise Financial Services, Inc.Chase Investment Services Corp.12-07-2011
Christopher Denver GeilingAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-26-2015
Christopher John BorsukAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-02-2012
Christopher Michael GrellaAmeriprise Financial Services, Inc.MetLife Securities Inc.04-11-2016
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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