Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Richard J OrleckAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Eva TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Howard Russell RenziAmeriprise Financial Services, Inc.HD Vest Investment Services02-01-2018
Heather B. BaroneAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-14-2017
David Joseph SchraderAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2017
Matthew ValentinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Daniel James MonziAmeriprise Financial Services, Inc.Purshe Kaplan Sterling Investments05-18-2017
Michael William HoughAmeriprise Financial Services, Inc.Hennion & Walsh, Inc.04-25-2017
Kenneth Jay KatcherAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-31-2017
Randall V. BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-10-2017
Kathleen Eileen SweeneyAmeriprise Financial Services, Inc.LPL Financial LLC02-23-2017
Henry Charles Kochan Jr.Ameriprise Financial Services, Inc.Girard Securities, Inc.10-17-2016
Anthony Vincent FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Christopher Anthony FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Bruce Martin LudwinAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC06-30-2016
Robb Christopher HagemanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.04-15-2016
Christopher Michael GrellaAmeriprise Financial Services, Inc.MetLife Securities Inc.04-11-2016
Paul GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-05-2016
Eugene Samuel SpitzerAmeriprise Financial Services, Inc.Edward Jones03-31-2016
Daniel Evan GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC03-24-2016
Christo TerzidisAmeriprise Financial Services, Inc.HD Vest Investment Services02-03-2016
Geoffrey Nicholas CareyAmeriprise Financial Services, Inc.Pruco Securities, LLC.01-12-2016
Jason Anthony HeldAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2015
Thomas Frank CariddiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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