Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael William HoughAmeriprise Financial Services, Inc.Hennion & Walsh, Inc.04-25-2017
Kenneth Jay KatcherAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-31-2017
Vincent Joseph CrapelliAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-31-2017
John Gregory BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-10-2017
Randall V. BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-10-2017
Kathleen Eileen SweeneyAmeriprise Financial Services, Inc.LPL Financial LLC02-23-2017
John G Maita IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15001-20-2017
John Stephen O'DonnellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$111-09-2016
Charles Clinton Leonard Jr.Ameriprise Financial Services, Inc.Northeast Planning Associates, Inc.$111-07-2016
Henry Charles Kochan Jr.Ameriprise Financial Services, Inc.Girard Securities, Inc.10-17-2016
Gary T PlesslAmeriprise Financial Services, Inc.LPL Financial LLC$14309-16-2016
Kevin Douglas HouserAmeriprise Financial Services, Inc.LPL Financial LLC$4809-16-2016
Anthony Vincent FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Christopher Anthony FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Lawrence Buford LawsonAmeriprise Financial Services, Inc.Edward Jones$5008-12-2016
Andrew J ManganielloAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-05-2016
Bruce Martin LudwinAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC06-30-2016
Robert John Blackwell Sr.Ameriprise Financial Services, Inc.Cetera Advisor Networks LLC$2506-30-2016
Frank B JaffeAmeriprise Financial Services, Inc.Purshe Kaplan Sterling Investments$105-17-2016
Lance HubenyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$105-13-2016
Michael Joseph RagusaAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.$2505-02-2016
Joseph Gerard HigginsAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15004-22-2016
Robb Christopher HagemanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.04-15-2016
Christopher Michael GrellaAmeriprise Financial Services, Inc.MetLife Securities Inc.04-11-2016
Anthony MarinoAmeriprise Financial Services, Inc.MetLife Securities Inc.$15004-08-2016
« Previous PageNext Page »

Showing 26 to 50 of 210 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.