Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-05-2016
Eugene Samuel SpitzerAmeriprise Financial Services, Inc.Edward Jones03-31-2016
Daniel Evan GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC03-24-2016
Christo TerzidisAmeriprise Financial Services, Inc.HD Vest Investment Services02-03-2016
Armando Genaro DirienzoAmeriprise Financial Services, Inc.Morgan Stanley$5001-15-2016
Michael James MetzgerAmeriprise Financial Services, Inc.Morgan Stanley$5001-15-2016
Geoffrey Nicholas CareyAmeriprise Financial Services, Inc.Pruco Securities, LLC.01-12-2016
Jason Anthony HeldAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2015
Leonard Charles LoeschAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2512-18-2015
Colin Calvin RathAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-27-2015
Thomas Frank CariddiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Michelle RussottoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-15-2015
Dalton Lee Chandler IIAmeriprise Financial Services, Inc.Edward Jones09-28-2015
Jeffrey Michael StillwellAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$2509-11-2015
Paul Steven PlemenosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2015
Chris John PlechyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated07-10-2015
Lawrence Joseph Marciano IIIAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated07-10-2015
Robert B PayneAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated07-10-2015
Christopher Denver GeilingAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-26-2015
Daniel John HarperAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-26-2015
Gregory James LarsonAmeriprise Financial Services, Inc.Private Advisor Group, LLC$5006-24-2015
Alexander BolshemAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-05-2015
Mitch Scott KlenofskyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-05-2015
Ryan Michael OrsleyAmeriprise Financial Services, Inc.PNC Investments$5006-05-2015
Sean Andrew FitzpatrickAmeriprise Financial Services, Inc.PNC Investments06-05-2015
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Showing 51 to 75 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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