Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Eugene McGinnis, Michael Vincent FasanoAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-14-2014
Scott Edward NuttallAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5010-03-2014
Daniel Patrick Covell Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-03-2014
Saji PhilipAmeriprise Financial Services, Inc.AXA Advisors, LLC$1009-09-2014
Scott CodacoviAmeriprise Financial Services, Inc.Park Avenue Securities$10007-18-2014
Scott Lawrence CodacoviAmeriprise Financial Services, Inc.Park Avenue Securities LLC$10007-18-2014
Michael FigurskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5007-18-2014
Len Clarizio, Tony SciutoAmeriprise Financial Services, Inc.American Portfolios$11407-14-2014
Leonard Anthony ClarizioAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$15007-14-2014
Anthony Vincent SciutoAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.07-14-2014
George Earnest MerrillAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-25-2014
Peter Damian PalazzoAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation12-10-2013
Kevin Farrell, John AngiulliAmeriprise Financial Services, Inc.PNC Investments$16011-29-2013
Kevin Michael FarrellAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Scott Matthew Clayton Sr.Ameriprise Financial Services, Inc.PNC Investments11-29-2013
Joseph Samuel KarlsenAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Rashid RamizAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Anthony Nicholas CarusoAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5008-16-2013
Jason James InnocentiAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.$1007-19-2013
Joseph Anthony SiragusaAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.07-19-2013
Jonathan Pike WoolleyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-21-2013
Michael T. WalshAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$12006-07-2013
Nicholas Daniel CampanileAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-07-2013
Michael Thomas WalshAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-07-2013
Bharat Dharamdas GurnaniAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-10-2013
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Showing 76 to 100 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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