Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald A. Jones, Trevor JonesAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.04-19-2013
Trevor JonesAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5004-19-2013
Gavin James BoboAmeriprise Financial Services, Inc.PNC Investments04-10-2013
Carla Wesley BoggessAmeriprise Financial Services, Inc.Morgan Stanley$5003-15-2013
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Levent Bayrasli, Russell SmithAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$9511-16-2012
Russell Charles SmithAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-16-2012
Levent Aziz BayrasliAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
Brian Jeffrey PomarlenAmeriprise Financial Services, Inc.Morgan Stanley$10011-06-2012
Sean Thomas TullyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
David C. SnyderAmeriprise Financial Services, Inc.Sidoti & Company, LLC09-19-2012
James Marchesi and AssociatesAmeriprise Financial Services, Inc.LPL Financial LLC LLC$11508-17-2012
John Lupi and AssociatesAmeriprise Financial Services, Inc.Wells Fargo Advisors$10108-14-2012
Jose Ricardo HernandezAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15008-14-2012
John Joseph Lupi Jr.Ameriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-14-2012
Regina SingerAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$3508-14-2012
Richard Steven KarpinskiAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2508-14-2012
William Lee SeemanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-03-2012
Frederick Leroy WrightAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-20-2012
David Oliver WrightAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Kevin Michael ConsidineAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2012
James Bernard Fahey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-16-2012
Christopher John BorsukAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-02-2012
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC03-02-2012
James Augustus Devlin Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$2502-24-2012
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Showing 101 to 125 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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