Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen J CarrioneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC07-15-2011
Ryan Francis HornerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-01-2011
Jason Wayne GonterAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-03-2011
Thomas J KomninosAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Perry Mathew SuttonAmeriprise Financial Services, Inc.Waddell & Reed03-23-2011
Edward Leo Bayarski Jr.Ameriprise Financial Services, Inc.LPL Financial LLC03-22-2011
Morgan Thomas BurklowAmeriprise Financial Services, Inc.Hornor, Townsend & Kent, LLC$103-22-2011
Robert Peter PetrocineAmeriprise Financial Services, Inc.Morgan Stanley$5003-18-2011
Robert Roscoe WadeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-17-2010
Curtis Donald WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10011-08-2010
Joseph Thomas SpanfelnerAmeriprise Financial Services, Inc.Morgan Stanley$5011-05-2010
Nikolas V. ButkovAmeriprise Financial Services, Inc.R. Seelaus & Co., Inc.$2510-12-2010
Peter Dean BerlinAmeriprise Financial Services, Inc.Morgan Stanley$2510-08-2010
Vincent Peter DotterweichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2509-24-2010
Robert Francis Schlenger Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Seth FinkelsteinAmeriprise Financial Services, Inc.Morgan Stanley05-07-2010
Rocco Anthony DomicoloAmeriprise Financial Services, Inc.Morgan Stanley$15003-19-2010
Anthony John FalconeAmeriprise Financial Services, Inc.TFS Securities, Inc.01-13-2010
Gerard James BifulcoAmeriprise Financial Services, Inc.Morgan Stanley$101-08-2010
Maria Zinzi NigroAmeriprise Financial Services, Inc.Morgan Stanley$10001-08-2010
Salvatore Joseph Petetti Jr.Ameriprise Financial Services, Inc.Morgan Stanley01-08-2010
Daniel Garrett FurnbackAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-14-2009
John Peter VeasAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2009
George Joseph LesnikAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC06-05-2009
Robert Andrew GudeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
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Showing 176 to 200 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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