Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan HagertyAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
John Gregory BrewsterAmeriprise Financial Services, LLCUBS Financial Services Inc.$103-10-2017
Randall V. BrewsterAmeriprise Financial Services, LLCUBS Financial Services Inc.03-10-2017
John G Maita IIAmeriprise Financial Services, LLCUBS Financial Services Inc.$15001-20-2017
Joseph Gerard HigginsAmeriprise Financial Services, LLCUBS Financial Services Inc.$5004-22-2016
Michael FigurskiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5007-18-2014
Fadi Sami SolimanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10002-07-2014
Anthony Nicholas CarusoAmeriprise Financial Services, LLCUBS Financial Services Inc.$5008-16-2013
Michael Thomas WalshAmeriprise Financial Services, LLCUBS Financial Services Inc.06-07-2013
Nicholas Daniel CampanileAmeriprise Financial Services, LLCUBS Financial Services Inc.06-07-2013
Bharat Dharamdas GurnaniAmeriprise Financial Services, LLCUBS Financial Services Inc.05-10-2013
Donald Arthur JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.04-19-2013
Trevor JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.04-19-2013
James Augustus Devlin Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.$10002-24-2012
George Andrew Goebel Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.11-04-2011
James Martin MeisAmeriprise Financial Services, LLCUBS Financial Services Inc.09-23-2011
Joseph Charles Woolley IIIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-09-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.