Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Wayne CohenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2409-20-2019
Alexander Marc MagerCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Anthony Charles AndersonCetera Advisor Networks LLCQuestar Capital Corporation10-03-2017
Antonio SierraCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Christopher Donald SmithCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Cynthia C. BrancaCetera Advisor Networks LLCSecurities America, Inc.09-28-2010
Daniel Jude KieferCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Dean Robert NovinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Edward Deblase IICetera Advisor Networks LLCTower Square Securities, Inc.$2509-03-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Frank Philip Graham IIICetera Advisor Networks LLCHD Vest Investment Services06-07-2016
George Dewey Eggers IIICetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Hitesh M. PatelCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
John Gregory BeckettCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
John Scott GrandeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
John Thomas HudsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Joseph Anthony CurcioCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
Karen Sue FeolaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Karlton Lewis DerrickCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Kenneth Jay SchnollCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1909-20-2019
Martin Christopher SinclairCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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