Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul MeindlCommonwealth Financial NetworkBlackRock Investments, LLC03-02-2020
Robert John RichardsCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Heather Beth BaroneCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Edward Gerard RosarCommonwealth Financial NetworkWorld Equity Group, Inc.$5009-03-2019
Steve H NguyenCommonwealth Financial NetworkCitizens Securities, Inc.$2508-12-2019
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.06-03-2019
Charles John Rose Jr.Commonwealth Financial NetworkJ. W. Cole Advisors, Inc.02-21-2019
Matthew Wayne SiegelCommonwealth Financial NetworkAXA Advisors, LLC$3111-19-2018
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
Christopher John DoddsCommonwealth Financial NetworkSecurian Financial Services, Inc.09-26-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
Richard George Scalia Jr.Commonwealth Financial NetworkFirst Allied Securities, Inc.$10005-17-2018
Scott Curtis ArcuryCommonwealth Financial NetworkCitizens Securities, Inc.02-15-2018
William John BergCommonwealth Financial NetworkWaddell & Reed01-09-2018
John FitzgeraldCommonwealth Financial NetworkMorgan Stanley$2512-08-2017
Nicholas Paul PantleCommonwealth Financial NetworkUBS Financial Services Inc.08-28-2017
Ryan M. EvansCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-04-2017
James Hamilton Sedam Jr.Commonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2504-03-2017
Michael J SedamCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
James A EhretCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
Mark FicheraCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
John Christopher ShiblesCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Michael Folan OberdorfCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.