Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Theresa KrierGWN Securities Inc.Vanderbilt Securities, LLC08-29-2019
Jane Theresa KrierGWN Securities Inc.Vanderbilt Securities, LLC08-29-2019
Matthew Tyler MonahanGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-28-2019
Lily Chiman LamGWN Securities Inc.MML Investors Services, LLC01-18-2019
Christopher AlbertiGWN Securities Inc.MML Investors Services, LLC08-16-2018
Rodger Thomas GuerraGWN Securities Inc.Cetera Advisors LLC07-13-2018
Allan S. VeraGWN Securities Inc.Gradient Advisors, LLC06-08-2018
Dennis SturdivantGWN Securities Inc.MML Investors Services, LLC02-16-2018
Tyrone Courtney HutchinsonGWN Securities Inc.MML Investors Services, LLC11-13-2017
Stephen Charles WilsonGWN Securities Inc.PFS Investments Inc.01-11-2017
Alan Jay MendlowitzGWN Securities Inc.Pruco Securities, LLC.01-06-2017
Adam J SkotGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
Kyle CarrocinoGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
John Francis BannanGWN Securities Inc.Clark Dodge Asset Management, LLC08-03-2016
Mark Edward HendersonGWN Securities Inc.Equity Services, Inc.10-28-2015
Lingan Randolph Deitrick Jr.GWN Securities Inc.Cetera Advisors LLC08-05-2015
William Francis PlumGWN Securities Inc.Voya Financial Advisors, Inc.02-25-2015
Jay Jerry TracyGWN Securities Inc.The Investment Center, Inc.12-17-2014
George Edward FileppGWN Securities Inc.The Investment Center, Inc.11-20-2014
Joseph Francis Ruffenach Jr.GWN Securities Inc.Securities America, Inc.08-16-2010
Joseph Frank FernandesGWN Securities Inc.American Portfolios Financial Services, Inc.$1005-22-2015
Mark John FisherGWN Securities Inc.Private Advisor Group, LLC$2501-25-2019
Mary Syrokwash EarlGWN Securities Inc.MML Investors Services, LLC$3005-07-2018
Michael Christopher BajadaGWN Securities Inc.HD Vest Investment Services$5001-14-2019
Michael BallanGWN Securities Inc.New Century Financial Group, LLC$5006-01-2015
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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