Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donatello Dario BollettinoINVEST Financial CorporationMutual of Omaha Investor Services, Inc.10-10-2017
Damian Kerry ReillyINVEST Financial CorporationCapital One Investing, LLC08-28-2017
JOSEPH MISIEWICZINVEST Financial CorporationMML Investors Services, LLC06-21-2017
Urja S ShahINVEST Financial CorporationSantander Securities LLC01-12-2017
Judith Ann BufisINVEST Financial CorporationIFS Securities09-20-2016
Clarence Edmund Blanton Jr.INVEST Financial CorporationKovack Securities Inc.09-02-2016
Michael John OmelioINVEST Financial CorporationJ.P. Morgan Securities LLC08-19-2016
Christopher McfarlandINVEST Financial CorporationCitizens Securities, Inc.08-11-2016
Robert Eugene ScalzettiINVEST Financial CorporationM&T Securities, Inc.08-01-2016
Melissa DineenINVEST Financial CorporationSantander Securities LLC06-27-2016
Thomas ZubryckiINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
William Walter ThomasINVEST Financial CorporationSantander Securities LLC03-02-2016
Edgar Thomas Honey IIIINVEST Financial CorporationSorrento Pacific Financial, LLC02-16-2016
James Vincent Mari Jr.INVEST Financial CorporationVoya Financial Advisors, Inc.01-15-2016
Donna Marie WilliamsINVEST Financial CorporationEssex National Securities, LLC12-04-2015
Gerard ValentiINVEST Financial CorporationEssex National Securities, LLC10-26-2015
Jaime Luis DiazINVEST Financial CorporationEssex National Securities, LLC10-22-2015
Andrew W. BoothINVEST Financial CorporationEssex National Securities, LLC10-21-2015
Anthony Marcus BitontiINVEST Financial CorporationEssex National Securities, LLC10-15-2015
Christopher Carl JansenINVEST Financial CorporationEssex National Securities, LLC10-15-2015
Dinesh JaniINVEST Financial CorporationEssex National Securities, LLC10-15-2015
Varsha H PatelINVEST Financial CorporationEssex National Securities, LLC10-15-2015
Dhaval J BhattINVEST Financial CorporationEssex National Securities, LLC10-14-2015
Jennifer A. SeguineINVEST Financial CorporationEssex National Securities, LLC10-14-2015
Albert L RichINVEST Financial CorporationEssex National Securities, LLC10-13-2015
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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