Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Myles IllionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
Santiago AgudeloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Dimitri Nikitas RassiasJ.P. Morgan Securities LLCUBS Financial Services Inc.12-19-2019
Jasmine MuhammadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
Bartosz Wojciech WojciechowskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Terance A.O. TakyiJ.P. Morgan Securities LLCGoldman Sachs & Co.10-17-2019
Ivan FelicianoJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-02-2019
Walter Patrick Guilfoyle IIIJ.P. Morgan Securities LLCSantander Securities LLC09-30-2019
Steven M. ThielJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Michael IervolineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Rameet SinghJ.P. Morgan Securities LLCFirst Citizens Investor Services, Inc.08-14-2019
Ashwin NagreJ.P. Morgan Securities LLCSantander Securities LLC08-13-2019
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Robert Scott PowellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Darren Frederick LangeJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-23-2019
Gregory Jonathan Miller Jr.J.P. Morgan Securities LLCGWN Securities Inc.07-15-2019
Robert J SalvianoJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-28-2019
Raul Rolond ToroJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Bradley John HargraveJ.P. Morgan Securities LLCPGIM Investments LLC06-03-2019
Mithilesh Ajay PimpariyaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Thomas Joseph FordeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Prakash Mathew ThomasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-16-2019
Kitae KimJ.P. Morgan Securities LLCSantander Securities LLC04-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.