Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rose May RegistreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2012
Stephan Erno RotheJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Vincent DipaolaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
William Brett CicconeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2013
Manuel RuizJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2014
Lawrence Oliver HauJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2014
Benjamin KaplowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2014
Julian Youngwoo ChoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2014
Gregg James KennedyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2014
Stephen A. LuthmannJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2014
James Anthony Pallitto IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2014
Daniel Brian HirschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2014
Pavel ShklyarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2015
Robert William CasaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2015
Jason Ross GenoveseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2016
Kenneth Ray SpearsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2016
Michael Anthony BabinskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2016
Shawn HealyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2016
James E LeggJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Kathleen Anne BeaumontJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2016
Danny Truongky NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Robert Joseph GatyasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Matthew John SalomonsenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2017
Brian Vincent BeckerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.