Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony BrownJ.P. Morgan Securities LLCPNC Investments11-06-2013
Edward William GuerinJ.P. Morgan Securities LLCPNC Investments10-02-2014
Kathleen Diane LightJ.P. Morgan Securities LLCPNC Investments11-07-2014
Zarida Marie BrokenboroughJ.P. Morgan Securities LLCPNC Investments12-01-2014
Michael Edward VitaleJ.P. Morgan Securities LLCPNC Investments03-06-2015
Domenico Anthony Di MaioJ.P. Morgan Securities LLCPNC Investments05-21-2015
Daniel Omar LedesmaJ.P. Morgan Securities LLCPNC Investments05-28-2015
Nina Anne GiresiJ.P. Morgan Securities LLCPNC Investments06-23-2015
Thomas Michael ErcolanoJ.P. Morgan Securities LLCPNC Investments05-20-2016
Walden Turney St LuceJ.P. Morgan Securities LLCPNC Investments07-08-2016
Denise FoustJ.P. Morgan Securities LLCPNC Investments10-17-2016
Robert Y ParkJ.P. Morgan Securities LLCPNC Investments11-18-2016
Pablo CardosoJ.P. Morgan Securities LLCPNC Investments03-06-2017
Francesco FedericoJ.P. Morgan Securities LLCPNC Investments05-16-2017
Jason Michael HollowellJ.P. Morgan Securities LLCPNC Investments05-19-2017
Joseph HymowitzJ.P. Morgan Securities LLCPNC Investments05-31-2017
Chris MurphyJ.P. Morgan Securities LLCPNC Investments$110-16-2017
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments02-20-2018
Angela ShawJ.P. Morgan Securities LLCPNC Investments$15005-09-2018
Kevin Daniel HonanJ.P. Morgan Securities LLCPNC Investments08-24-2018
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Amanda Jean PanacekJ.P. Morgan Securities LLCPNC Investments10-29-2018
Fred Howard KleinfeldJ.P. Morgan Securities LLCPNC Investments10-30-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.