Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bernard August VenturaLPL Financial LLCRBC Capital Markets, LLC$5003-24-2020
Ronald Patrick Crudo Jr.LPL Financial LLCMML Investors Services, LLC03-23-2020
Lyle Gordon WeintraubLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10003-09-2020
Brian DorflingerLPL Financial LLCRaymond James Financial Services, Inc.03-03-2020
Robert Donald LampertiLPL Financial LLCSecurian Financial Services, Inc.02-25-2020
James Henry MichalskiLPL Financial LLCWells Fargo Clearing Services, LLC$10002-18-2020
Anthony Nicholas CarusoLPL Financial LLCAmeriprise Financial Services, LLC$5002-14-2020
Robert J SandLPL Financial LLCWorld Equity Group, Inc.02-12-2020
Christopher Charles PerryLPL Financial LLCLincoln Financial Advisors Corporation02-06-2020
Patrick Joseph ThorogoodLPL Financial LLCJanney Montgomery Scott LLC$5001-24-2020
James Michael FreisenLPL Financial LLCTriton Financial Planning Group Inc.$10001-09-2020
Jordan Scott CelkupaLPL Financial LLCTriton Financial Planning Group Inc.$2501-09-2020
Lucas P TuranoLPL Financial LLCNationwide Securities, LLC01-08-2020
Mark Alan LikesLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Patrick Louis BivonaLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Kenneth Hal RosenblumLPL Financial LLCSagePoint Financial, Inc.01-07-2020
David Wainwright Buys IILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Salvatore Dispenziere IIILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Nuri Gunes Jr.LPL Financial LLCSagePoint Financial, Inc.01-07-2020
Craig L. AndresLPL Financial LLCPNC Investments12-20-2019
Robert Gerard HermansenLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-17-2019
David Elroy RobersonLPL Financial LLCRaymond James & Associates, Inc.12-17-2019
Frank Joseph EspositoLPL Financial LLCSecurities America, Inc.$4511-25-2019
Kenneth Corbett JungeLPL Financial LLCTransamerica Capital, Inc.11-15-2019
Kevin Joseph O'MalleyLPL Financial LLCCadaret, Grant & Co., Inc.$10011-04-2019
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.