Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Charles Callaghan Jr.LPL Financial LLCSeelaus Asset Management, LLC$5007-01-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services Advisors, Inc$2505-31-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Christopher Daniel LicataLPL Financial LLCValmark Securities, Inc.$105-08-2019
Thomas Charles Dexter Jr.LPL Financial LLCCommonwealth Strategic Advisory$103-19-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Edward Paul WarnerLPL Financial LLCNationwide Securities, LLC02-27-2019
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.$102-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, Inc.$1002-01-2019
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Pasquale CastaldoLPL Financial LLCCetera Financial Specialists LLC$2511-30-2018
Efraim YungreisLPL Financial LLCMML Investors Services, LLC11-01-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Gina Marie LindseyLPL Financial LLCForesters Equity Services, Inc.10-24-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
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Showing 1 to 25 of 332 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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