Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Mitchell RabinLPL Financial LLCNational Planning Corporation11-29-2017
Alan Jay LevineLPL Financial LLCCetera Advisor Networks LLC$10004-29-2010
Allan Robert JonesLPL Financial LLCPNC Investments12-05-2012
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Andrew Torrance KoernerLPL Financial LLCFirst Allied Advisory Services, Inc.04-26-2016
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony John Palmieri Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Anthony Peter Iuso IIILPL Financial LLCWells Fargo Clearing Services, LLC$5010-08-2015
Anthony S Barbera Jr.LPL Financial LLCNational Planning Corporation$1011-29-2017
Argiroula MastrodimosLPL Financial LLCWells Fargo Advisors$9110-06-2017
Aurea Estelle De La Cruz WangerienLPL Financial LLCEdward Jones$5001-09-2017
Babajide Adeniyi OluyemiLPL Financial LLCCetera Advisor Networks LLC$5007-29-2010
Bernard Samuel GlicksternLPL Financial LLCHalliday Financial, LLC01-04-2010
Brett M. GoldsteinLPL Financial LLCCitigroup Global Markets Inc.$10009-08-2015
Brian HoffmanLPL Financial LLCPNC Investments$5010-27-2016
Bryan Geary EvoyLPL Financial LLCNational Planning Corporation11-29-2017
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Catherine Mary BarbierLPL Financial LLCTransamerica Financial Advisors, Inc05-16-2013
Christian Xander LoebLPL Financial LLCPruco Securities, LLC.12-11-2012
Christopher Brian NoyalisLPL Financial LLCSecurian Financial Services, Inc.03-27-2017
Christopher Connell BartonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2014
Christopher Daniel LicataLPL Financial LLCValMark Securities, Inc.05-08-2019
Next Page »

Showing 1 to 25 of 296 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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