Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Voorhis Van PuffLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-04-2009
Alan Jay LevineLPL Financial LLCCetera Advisor Networks LLC$10004-29-2010
Alan Jeffrey LoginLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-01-2009
Alan Joseph BeckerLPL Financial LLCSummit Asset Management, Inc.$25001-31-2014
Allan Robert JonesLPL Financial LLCPNC Investments12-05-2012
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Andrew Torrance KoernerLPL Financial LLCFirst Allied Advisory Services, Inc.$50004-26-2016
Anindita DharLPL Financial LLCInsight Private Advisors, LLC$25001-06-2012
Annu E MccarthyLPL Financial LLCPruco Securities, LLC.$25011-13-2014
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony James DegerolamoLPL Financial LLCAllstate Financial Services, LLC07-12-2013
Anthony Joseph MarinoLPL Financial LLCOppenheimer & Co. Inc.$20004-30-2010
Anthony Joseph VignolaLPL Financial LLCSecurian Financial Services, Inc.01-17-2014
Anthony PasserinoLPL Financial LLCCetera Financial Specialists LLC$25009-18-2018
Anthony Peter Iuso IIILPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-08-2015
Argiroula Nondas MastrodimosLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-06-2017
Aurea Estelle De La Cruz WangerienLPL Financial LLCEdward Jones$50001-09-2017
Avinash Dattatraya DeshpandeLPL Financial LLCPrivate Advisor Group, LLC$25011-09-2010
Babajide Adeniyi OluyemiLPL Financial LLCCetera Advisor Networks LLC$50007-29-2010
Barry Jay LevineLPL Financial LLCSII Investments, Inc.$50011-08-2012
Bernard Samuel GlicksternLPL Financial LLCTSA Management Inc01-04-2010
Bhavesh H BhayaniLPL Financial LLCNew England Securities$10012-20-2012
Bobbie Marie SiemersLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Brad Joseph SchneiderLPL Financial LLCPrivate Advisor Group, LLC$10003-30-2012
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Showing 1 to 25 of 402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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