Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
Timothy Hance StarkeyLPL Financial LLCMorgan Stanley$5004-26-2019
Lois Lingner-AielloLPL Financial LLCMorgan Stanley03-15-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Jennifer Lynn TamburoLPL Financial LLCMorgan Stanley12-19-2017
Kaiyuan ChenLPL Financial LLCMorgan Stanley10-02-2017
Gregory Francis Summers IILPL Financial LLCMorgan Stanley08-05-2015
Gregory George CalderaroLPL Financial LLCMorgan Stanley12-19-2014
Daniel Matthew PolizzanoLPL Financial LLCMorgan Stanley11-19-2012
Kevin Patrick YurkoLPL Financial LLCMorgan Stanley$2508-28-2012
Thomas Joseph LaughlinLPL Financial LLCMorgan Stanley06-08-2012
Eric William LathropLPL Financial LLCMorgan Stanley01-06-2012
Frank Jerry FavaLPL Financial LLCMorgan Stanley$10010-14-2011
Robert Michael SorgeLPL Financial LLCMorgan Stanley02-18-2011
Ronald Elliot HollenderLPL Financial LLCMorgan Stanley$5002-04-2011
John P Clarke IILPL Financial LLCMorgan Stanley12-10-2010
David BreaultLPL Financial LLCMorgan Stanley$5011-12-2010
Valerie Jones SimsonLPL Financial LLCMorgan Stanley$2509-04-2009
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.