Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig L. AndresLPL Financial LLCPNC Investments12-20-2019
Robert J ShannonLPL Financial LLCPNC Investments$5009-06-2019
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Pasquale GiannellaLPL Financial LLCPNC Investments12-01-2017
Joseph P RiccelliLPL Financial LLCPNC Investments$5009-29-2017
James Patrick McGeehinLPL Financial LLCPNC Investments07-07-2017
Thomas E. CourtrightLPL Financial LLCPNC Investments12-09-2016
Jomar Monserate FernandezLPL Financial LLCPNC Investments12-02-2016
Philip Anthony MarchettiLPL Financial LLCPNC Investments08-16-2016
Michael Steven TambiniLPL Financial LLCPNC Investments09-15-2015
Mark Joseph CaprarolaLPL Financial LLCPNC Investments08-28-2015
Kevin Joseph RossLPL Financial LLCPNC Investments$5008-28-2015
John Gaynor VenneLPL Financial LLCPNC Investments$5008-27-2015
Allan Robert JonesLPL Financial LLCPNC Investments12-05-2012
Richard Axel PascualLPL Financial LLCPNC Investments11-07-2012
Steven Douglas BlumLPL Financial LLCPNC Investments$5005-31-2012
Robert Irgens BlackLPL Financial LLCPNC Investments05-17-2012
James Kenneth Lyons Jr.LPL Financial LLCPNC Investments$2502-17-2012
Emilio Jose SolorzanoLPL Financial LLCPNC Investments06-16-2011
Todd Charles GalinkoLPL Financial LLCPNC Investments01-15-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.