Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren Richard GravesLincoln Financial Advisors CorporationMetLife Securities Inc.03-24-2017
Scott Nolde RussellLincoln Financial Advisors CorporationMetLife Securities Inc.12-22-2015
William Martin McGrady Jr.Lincoln Financial Advisors CorporationUnited Planners' Financial Services of America A Limited Partner08-05-2015
Thomas Joseph SingletonLincoln Financial Advisors CorporationPruco Securities, LLC.04-29-2015
Diane Elizabeth CahillLincoln Financial Advisors CorporationPFS Investments Inc.03-19-2015
Elizabeth Anne PatrickLincoln Financial Advisors CorporationLincoln Financial Distributors, Inc.04-23-2014
Mark Francis WallaceLincoln Financial Advisors CorporationKestra Investment Services, LLC01-06-2012
Karen Lynn FlanneryLincoln Financial Advisors CorporationPlanahead Financial Services, LLC10-15-2010
James N EllowitchLincoln Financial Advisors CorporationInternational Planning Alliance, LLC10-01-2010
David Mark EllowitchLincoln Financial Advisors CorporationPark Avenue Securities LLC10-01-2010
David Howard SteinhardtLincoln Financial Advisors CorporationAXA Advisors, LLC07-13-2010
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Roy A. SchoenfeldLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-13-2019
Michael Arthur McLaughlinLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10001-26-2009
Alan David JacobsonLincoln Financial Advisors CorporationCitizens Securities, Inc.$15002-11-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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