Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Sabiha Jabbar KhanMML Investors Services, LLCJ.P. Morgan Securities LLC$15006-19-2018
Michael James Hickey Jr.MML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Madalene HardenMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Marc Anthony FotiMML Investors Services, LLCM&T Securities, Inc.$112-05-2017
Scott James Taylor Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2017
Brian Thomas GintyMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Yusufali Fidahussein MusajiMML Investors Services, LLCAXA Advisors, LLC07-26-2017
Monica Rani RoquitteMML Investors Services, LLCAXA Advisors, LLC06-23-2017
Mark Joseph ManginelliMML Investors Services, LLCLPL Financial LLC05-18-2017
Jason Michael De TataMML Investors Services, LLCKCD Financial, Inc.05-11-2017
Matthew Christopher WalkerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-19-2017
Jeff J QuinnMML Investors Services, LLCSecurian Financial Services, Inc.12-27-2016
Mark Steven SchneckMML Investors Services, LLCAXA Advisors, LLC10-10-2016
Michael Peter MurphyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2016
Gregory Wayne WiesmoreMML Investors Services, LLCMutual of Omaha Investor Services, Inc.06-13-2016
Stephen Carl KuchinskiMML Investors Services, LLCNational Securities Corporation05-11-2016
Eric Christopher FlemingMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2016
Paul F GauthierMML Investors Services, LLCNYLIFE Securities LLC10-27-2015
Laurie A CunninghamMML Investors Services, LLCSignator Investors, Inc.10-16-2015
Kyong JangMML Investors Services, LLCNYLIFE Securities LLC07-06-2015
Baback PanahbarhaghMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-14-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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