Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.$15005-03-2010
Brian Mark LonerganMML Investors Services, LLCBGC Financial, L.P.08-05-2013
Zachary D. ZendaMML Investors Services, LLCPark Avenue Securities LLC08-13-2013
Michael John ManginelliMML Investors Services, LLCTransamerica Financial Advisors, Inc11-15-2013
Luis Manuel Santos FirminoMML Investors Services, LLCPruco Securities, LLC.02-14-2014
Samuel SteinfeldMML Investors Services, LLCMetLife Securities Inc.03-13-2014
Isidor MosbacherMML Investors Services, LLCMetLife Securities Inc.03-21-2014
Avinoam EfraimMML Investors Services, LLCMetLife Securities Inc.05-08-2014
Sanjiv Krishnakant ShahMML Investors Services, LLCMetLife Securities Inc.05-30-2014
Bettie W. JarvisMML Investors Services, LLCPark Avenue Securities LLC04-13-2015
Kyong JangMML Investors Services, LLCNYLIFE Securities LLC07-06-2015
Laurie A CunninghamMML Investors Services, LLCSignator Investors, Inc.10-16-2015
Yitzchak Z. GoldsmithMML Investors Services, LLCMetLife Securities Inc.12-03-2015
John CampanellaMML Investors Services, LLCMetLife Securities Inc.01-12-2016
Joseph CasaMML Investors Services, LLCMetLife Securities Inc.02-03-2016
John Francis BucsekMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Ian Richard RudermanMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Keith Richard SoltisMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Geoffrey L ErnstMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Perry Jay KoplikMML Investors Services, LLCMetLife Securities Inc.$11403-25-2017
Javid JaraiediMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Joseph Vincent DelguercioMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Paul Anthony D'AmicoMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Andrew Maxwell SorgerMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Jeffrey Force DickinsonMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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